Oversight Specialist

  • Category
    Financial Risk & Compliance - Regulatory
  • Location
    Cardiff, Newport
  • External Reference

We are looking for a risk and compliance oversight officer for a financial services client based in South wales. You will be working as part of the Second Line Risk and Compliance function. The successful candidate will need experience of working within a first or second line of defence oversight.

The Role:
*Producing and analysing core MI for internal committees.
*Promoting and embedding the Enterprise Risk Framework.
*Regular monitoring and oversight activities of key data protection procedures including data breaches, data subject access requests and will be required to produce accurate information for reporting purposes.
*Representing the department in any Change Risk projects as and when requested and
*Support other areas within the Risk and Compliance function such as Enterprise Risk and Financial Crime.

*Previous experience within a Second or First Line Oversight role
*Educated to degree level or equivalent experience
*Strong awareness of the financial services industry and sound regulatory knowledge
*Strong communication skills (both written and verbal)
*Strong analytical and influencing skills, with the ability to challenge others appropriately
*The ability to work as part of a team as well as working autonomously and on one's own initiative
*Resilient and able to hold personal independence and opinion
*Strong time management skills;
* Proficient in all MS packages;

If you have the skills we are looking for and would like more information on the role please send your CV to anthony_francis@spring.com

To speak to a recruitment expert please contact Anthony Francis